Trade capture is the process of recording and confirming the details of a trade transaction in a trading system, ensuring accuracy and compliance with regulatory requirements. It is a critical component of trade lifecycle management that facilitates downstream processes such as risk management, settlement, and reporting.

Trade Capture

Trade capture

Recording and confirming details

trade transaction

trading system

accuracy and compliance

Regulatory requirements are legal obligations that organizations must adhere to in order to operate within a specific industry or jurisdiction, ensuring compliance with laws and standards to protect public interest and maintain market integrity. They encompass a wide range of rules, from financial disclosures and environmental standards to data protection and workplace safety, and failing to meet these requirements can result in legal penalties and reputational damage.

regulatory requirements

trade lifecycle management

downstream processes

Risk management involves identifying, assessing, and prioritizing risks followed by coordinated efforts to minimize, monitor, and control the probability or impact of unfortunate events. It is essential for ensuring that an organization can achieve its objectives while safeguarding its assets and reputation against potential threats.

risk management

Settlement refers to the process of resolving disputes or concluding transactions between parties, often resulting in the allocation of resources, rights, or responsibilities. It is a fundamental aspect of legal, financial, and social systems, ensuring stability and continuity by formalizing agreements and resolving conflicts.

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